>> Introduction
>> Volume I
>> Glossary
>> Appendices
>> Volume II
>> Explanatory Notes
>> Comparative Table
>> Passporting Guidelines
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| Introduction |
| Table of contents |
| Introduction |
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| Volume I |
| Part A - Investments Services |
| Part B - Collective Investment Schemes |
| Part C - Standard Licence Conditions - CI Investment Services Licences |
| Part C - Standard Licence Conditions - CII Collective Investment Schemes |
| Part C - Standard Licence Conditions - CIII UCITS Collective Investment Schemes |
| Part D - Other General Guidelines |
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| Glossary |
| Glossary |
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| Appendices |
| Appendix 1 - Financial resources requirements and guidance on the compilation of the financial return |
| Appendix 2 - Financial Return |
| Appendix 3 - Exercise of Passport Rights under the Investment Serivces Directive for Investment Services Licence Holders |
| Appendix 4 - Certificate of Compliance |
| Appendix 5 - Collective Investment Schemes - Information to be included in the monthly returns to the MFSA |
| Appendix 6 - Collective Investment Schemes - Publication of annual and half-yearly reports |
| Appendix 7 - Insurance Covers |
| Appendix 8 - Distributions of Income |
| Appendix 9 - Information to be included in a Prospectus |
| Appendix 10 - Transaction Reporting |
| Appendix 11 - DELETED |
| Appendix 12 - Special Confidential Client Fact-Find |
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| Volume II |
| Schedule A - Application for an Investment Services Licence (Categories 1 to 4) |
| Schedule B - Application for an Investment Services Licence (Categories 1 to 3) Sole Traders |
| Schedule C - Application for an Investment Services Licence (Category 5) |
| Schedule D - Financial Resources Statement (Categories 1 to 4) |
| Schedule E - Financial Resources Statement (Category 5 - Option 1) |
| Schedule F - Application for a Locally Based Collective Investment Scheme Licence |
| Schedule G - This Schedule has been deleted |
| Schedule H - Application for a Collective Investment Scheme Licence for use by non-UCITS overseas based schemes |
| Schedule I - Application for Recognition as an Administrator of a Collective Investment Scheme |
| Schedule J - Personal Questionnaire |
| Schedule K - Notification Letter to be submitted by a Maltese UCITS wishing to market its units in a host Member State |
| Schedule L - National Rules for marketing of European UCITS in Malta |
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| Explanatory Notes |
| Explanatory Note on Investment Services Guidelines - 19 December 2005 |
| Explanatory Note on Investment Services Guidelines - 28 January 2005 |
| Explanatory Note on Investment Services Guidelines - 30 April 2004 |
| Explanatory Note on Investment Services Guidelines - 5 January 2004 |
| Explanatory Note on Investment Services Guidelines - 16 May 2003 |
| Explanatory Note on Investment Services Guidelines - 4 December 2002 |
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| Comparative Table |
| Comparative Table - 4 December 2002 |
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| Passporting Guidelines |
| Guidelines for European Investment Firms Passporting into Malta |
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