Securities and Markets Supervision - Collective Investment Schemes


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 76 items in 4 pages
09/03/2017  Circular to the Market - Assessment Required Prior To Proposing Individuals for Approved Positions
06/01/2017  Circular to the Financial Services Industry: Revised Application Forms for CISs
27/12/2016  Circular regarding the Guide to Submitting a Complete Application for a Collective Investment Scheme Licence
11/11/2016  Circular – Thematic Review on Compliance with the Remuneration provisions in terms of the AIFM Directive
19/08/2016  Circular on Offsite Supervision – Correspondence with the Funds Supervision Team
10/06/2016  Circular on the payment of notification fees in support of applications for cross-border marketing of units of European venture capital funds and/or European social entrepreneurship funds in terms of the EuVECA/EuSEF Regulations
26/05/2016  Circular to the Financial Services Industry on the Consolidation of the Maltese Fund Frameworks
15/04/2016  Circular to the financial services industry on changes to the Investment Services Rules following the transposition of the UCITS V Directive
16/10/2015  Circular to collective investment schemes and fund managers on the Authority’s thematic review on compliance with requirements on Governance, Compliance and Risk Management
16/07/2015  Circular to the financial services industry in relation to the publication of a revised version of MFSA’s Frequently Asked Questions document concerning the Loan Fund Rules
18/06/2015  Circular to the financial services industry on changes to the Investment Services Rules
22/05/2015  Circular to the financial services industry on amendments to the Rules applicable to Collective Investment Schemes authorised to invest through loans
19/05/2015  Circular on PIFs and AIFs
21/01/2015  Circular to the financial services industry on changes regarding the Swiss Franc exchange rate
04/12/2014  Circular to the financial services industry on the Proposed Regulation on Money Market Funds (‘MMFs’)
03/10/2014  Circular to the financial services industry on changes to the Investment Services Rules
02/04/2014  Investment Services Rules for Collective Investment Schemes authorised to invest through loans
06/02/2014  Explanatory Note on the interpretation of limits applicable to cross sub-fund investments
30/08/2013  Publication of revised Investment Services Rules
09/05/2013  Feedback Statement Issued further to Industry Responses to the MFSA Circular dated 30th October 2012 on Cross Sub-Fund Investments