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| Preliminary |
Preliminary |
| Preliminary |
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| Rule 1 of 2007 |
Own Funds of Persons Enrolled in the Agents List, Managers List or Brokers List Carrying out Insurance Intermediaries Activities |
| Own Funds of Persons Enrolled in the Agents List, Managers List or Brokers List Carrying out Insurance Intermediaries Activities |
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| Rule 2 of 2007 |
Criteria of Fitness and Properness of Insurance Intermediaries |
| Criteria of Fitness and Properness of Insurance Intermediaries |
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| Rule 3 of 2007 |
Disclosure of Information for Clients |
| Disclosure of Information for Clients |
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| Rule 4 of 2007 |
Code of Conduct for Insurance Intermediaries |
| Code of Conduct for Insurance Intermediaries |
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| Rule 5 of 2008 |
Insurance Intermediaries Advertisement and Other Promotional Activities |
| Insurance Intermediaries Advertisement and Other Promotional Activities |
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| Rule 6 of 2007 |
Criteria of Sound and Prudent Management |
| Criteria of Sound and Prudent Management |
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| Rule 7 of 2007 |
Code of Insurance Selling Practice |
| Code of Insurance Selling Practice |
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| Rule 8 of 2007 |
Particulars of Individuals to be Entered in the Agents Register, Managers Register or Brokers Register |
| Particulars of Individuals to be Entered in the Agents Register, Managers Register or Brokers Register |
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| Rule 9 of 2007 |
Qualifications of Individuals Applying for Registration |
| Qualifications of Individuals Applying for Registration |
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| Rule 10 of 2007 |
Particulars of Intermediaries to be entered in the Agents List, Managers List Brokers List or Tied Insurance Intermediaries List |
| Particulars of Intermediaries to be entered in the Agents List, Managers List Brokers List or Tied Insurance Intermediaries List |
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| Rule 11 of 2007 |
Commercial Business Which May be Carried out by Enrolled Persons |
| Commercial Business Which May be Carried out by Enrolled Persons |
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| Rule 12 of 2007 |
Scheme of Operations Relating to Enrolment in the Agents List, Managers List or Brokers List and the Application for Enrolment |
| Scheme of Operations Relating to Enrolment in the Agents List, Managers List or Brokers List and the Application for Enrolment |
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| Rule 13 of 2007 |
Monies Held in a Fiduciary Capacity |
| Monies Held in a Fiduciary Capacity |
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| Rule 14 of 2007 |
Fidelity Bonds |
| Fidelity Bonds |
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| Rule 15 of 2007 |
Business of Insurance Intermediaries Statements |
| Business of Insurance Intermediaries Statements |
| First Schedule |
| Second Schedule |
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| Rule 16 of 2007 |
Particulars of Persons to be Entered in the Tied Insurance Intermediaries Company Registers |
| Particulars of Persons to be Entered in the Tied Insurance Intermediaries Company Registers |
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| Rule 17 of 2007 |
Application for Persons to be Entered in the Tied Insurance Intermediaries List |
| Application for Persons to be Entered in the Tied Insurance Intermediaries List |
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| Rule 18 of 2007 |
Business of Insurance Not Subject to Tied Insurance Intermediaries Activities |
| Business of Insurance Not Subject to Tied Insurance Intermediaries Activities |
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| Rule 19 of 2007 |
Persons Qualified to Make Use of the word “Insurance” |
| Persons Qualified to Make Use of the word “Insurance” |
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| Rule 20 of 2007 |
Issuing and Registration of Underwriting Agreements |
| Issuing and Registration of Underwriting Agreements |
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| Rule 21 of 2007 |
Personal Questionnaire to be submitted by specific individuals |
| Personal Questionnaire to be submitted by specific individuals |
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| Rule 22 of 2007 |
Computer Link Arrangements |
| Computer Link Arrangements |
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| Rule 23 of 2008 |
Carrying out Insurance Intermediaries Activities through the Internet |
| Carrying out Insurance Intermediaries Activities through the Internet |
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| Rule 24 of 2009 |
Introducers |
| Introducers |
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