Investment Services


Main Legislation | Subsidiary Legislation | Related Legislation


Main Legislation
Investment Services Act Cap. 370
Summary of the Investment Services Act
 

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Subsidiary Legislation
S.L. 370.01 Appointment of Competent Authority Order
S.L. 370.02 Investment Services Act (Exemption) Regulations
S.L. 370.03 Investment Services Act (Licence and Other Fees) Regulations
S.L. 370.05 Investment Services Act (Control of Assets) Regulations 
S.L. 370.04 Investment Services Act (Prospectus of Collective Investment Schemes) Regulations
S.L. 370.06 Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations
S.L. 370.08 Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations
S.L. 370.09 Investor Compensation Scheme Regulations 
S.L. 370.10 European Passport Rights for Investment Firms Regulations
S.L. 370.12 Investment Services Act (Performance Fees) Regulations
S.L. 370.13 European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations
S.L. 370.14 Investments Services Act (Tied Agents) Regulations
S.L. 370.15 Investment Services Act (Capital Adequacy) Regulations 
S.L. 370.19 Investment Services Act (UCITS Mergers) Regulations
S.L. 370.20 Investment Services Act (UCITS Management Company Passport) Regulations  
L.N. 63 of 2011 - INVESTMENT SERVIVES ACT (CAP. 370) - Investment Services Act (Financial Capital Adequacy Consolidation) Regulations, 2011
L.N. 119 of 2012 Companies Act (Recognised Incorporated Cell Companies) Regulations, 2012
L.N. 133 of 2012 Investment Services Act (Capital Adequacy)(Amendment) Regulations, 2012
L.N. 172 of 2012 - Investment Services Act -  (Financial Capital Adequacy)(Consolidation) (Amendment) Regulations, 2012
L.N. 174 of 2012 - Investment Services Act - European Passport Rights for Investment Firms (Amendment) Regulations, 2012
L.N. 215 of 2012 - Investment Services Act - European Passport Rights for Persons Operating Multilateral Trading Facilities (Amendment) Regulations, 2012
L.N. 113 of 2013 - Investment Services Act (Marketing of Alternative Investment Funds) Regulations, 2013
L.N. 114 of 2013 - Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations, 2013
L.N. 115 of 2013 - Investment Services Act (Alternative Investment Fund Managers) Regulations, 2013
L.N. 116 of 2013 - Investment Services Act (Alternative Investment Fund Manager)(Third Country) Regulations, 2013
L.N. 214 of 2013 - Investment Services Act (Alternative Investment Fund Manager) (Third Country) (Amendment) Regulations, 2013
L.N. 215 of 2013 - Investment Services Act (Alternative Investment Fund Manager) (Third Country) Regulations, 2013 Commencement Notice
L.N. 251 of 2013 - Investment Services Act (Amendment) Regulations, 2013
L.N. 252 of 2013 - Investment Services Act (Exemption) (Amendment) Regulations, 2013
L.N. 344 of 2013 - Investment Services Act (Marketing of UCITS) (Amendment) Regulations, 2013
L.N. 30 of 2014 - Investment Services Act (Supervisory Review) Regulations, 2014
L.N. 31 of 2014 - Banking Act Investment Services Act Supervisory Consolidation Regulations, 2014
L.N. 32 of 2014 - Investment Services Act CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations, 2014
L.N. 105 of 2014 - Investment Services Act (European Venture Capital Funds) Regulations, 2014
L.N.106 of 2014 - Investment Services Act (European Social Entrepreneurship Funds) Regulations, 2014
L.N. 146 of 2014 - Investment Services Act (Access to Emissions Allowance Auction) Regulations, 2014  
L.N. 147 of 2014 - Investment Services Act (Amendment of the First Schedule) Regulations, 2014  
L.N. 333 of 2014 - Investment Services Act (UCITS Mergers) (Amendment) Regulations, 2014 
 

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Related Legislation
Act No. XXII of 2014 
Financial Markets Act Cap. 345
Special Funds (Regulation) Act Cap. 450
Prevention of Money Laundering Act Cap. 373
Prevention of Financial Markets Abuse Act Cap. 476
Malta Financial Services Authority Act Cap. 330
Professional Secrecy Act Cap. 377
S.L. 459.01 Financial Collateral Arrangements Regulations
S.L. 330.07 Distance Selling (Retail Financial Services) Regulations
S.L. 330.06 MFSA Act - Financial Conglomerates Regulations
 

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