MiFID



     
    MiFID Legislation
    18/06/2014 MiFIR - Regulation (EU) No 600/2014
    18/06/2014 MiFID II - Directive 2014/65
    10/08/2006 Commission Directive 2006/73/EC of 10 August 2006
    10/08/2006 Commission Regulation (EC) No 1287/2006 of 10 August 2006
    21/04/2004 Directive 2004/39/EC of the European Parliament and Council of 21 April 2004
       

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    ESMA Documents
    22/12/2014  ESMA’s Technical Advice to the Commission on MiFID II and MiFIR
    22/12/2014  ESMA Consultation Paper - MiFID II / MiFIR
    22/05/2014 ESMA Consultation Paper - MiFID II / MiFIR
    22/05/2014  ESMA Discussion Paper - MiFID II / MiFIR 
    07/02/2014 ESMA Opinion - MiFID practices for firms selling complex products

    28/06/2013

    ESMA Final Report - Guidelines on remuneration policies and practices (MiFID)                        
     
    24/09/2012
     
    ESMA Consultation Paper - Guidelines on remuneration policies and practices (MiFID)
    18/01/2011
    ESMA Consultation Paper - Guidelines on certain aspects of the MiFID suitability requirements
    18/01/2011
    ESMA Consultation Paper - Guidelines on certain aspects of the MiFID compliance function requirements
    13/10/2010 CESR Technical Advice to the European Commission in the Context of the MiFID Review – Equity Markets Post-trade Transparency Standards (CESR/10-882)
    13/10/2010 CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation (CESR/10-1040)
    13/10/2010 CESR Technical Advice to the European Commission in the Context of the MiFID Review - Standardisation and Organised Platform Trading of OTC Derivatives (CESR/10-1096)
    13/10/2010 CESR’s Responses to Questions 1-14 and 19 of the European Commission Request for Additional Information in Relation to the Review of MiFID CESR (CESR10-1254)
    29/07/2010 CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information (CESR/10-802, CESR/10-799, CESR/10-808, CESR/10-859, CESR/10-860)
    12/07/2010 CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation [Ref: CESR/10-831] – July 2010
    10/05/2010 Consultation paper - CESR Technical Advice to the EC in the context of the MiFID Review Non-Equity market transparency
    20/04/2010 CESR’s Feedback statement on Inducements: Good and Poor practices – (CESR/ 10-296).
    20/04/2010 CESR’s Report on Inducements: Good and Poor practices – (CESR/10-295).
    20/04/2010 CESR’s Feedback statement on Understanding the definition of advice under MiFID – (CESR/10-294).
    20/04/2010 CESR’s Question & Answers on Understanding the definition of advice under MiFID – (CESR/10-293)
    14/04/2010 CESR Technical Advice to the European Commission in the Context of the MiFID Review – Investor Protection and Intermediaries
    14/04/2010 CESR Technical Advice to the European Commission in the Context of the MiFID Review – Equity Markets
    14/04/2010 CESR Technical Advice to the European Commission in the Context of the MiFID Review – Transaction Reporting
    24/11/2009 CESR Q&A on MiFID complex and non complex financial instruments
    01/05/2007 CESR Recommendations – The passport under MiFID
    01/05/2007 CESR – Protocol on MiFID Passport Notifications
    01/05/2007 CESR – Q & A on best execution
    01/05/2007 CESR Recommendations – Inducements under MiFID
    01/05/2007 CESR Guidelines – Transaction Reporting
    13/04/2007 CESR Second Consultation paper – Inducements under MiFID
    09/02/2007 CESR Recommendations – MiFID Market Transparency Data
    09/02/2007 CESR Recommendations – MiFID Record Keeping
    05/02/2007 CESR Consultation paper – Best Execution under MiFID
    05/02/2007 CESR Consultation paper – Transaction Reporting under MiFID
    22/12/2006 CESR Consultation paper – Inducements under MiFID
    15/12/2006 CESR Consultation paper – The passport under MiFID
    15/12/2006 CESR Consultation paper - use of reference data standard codes in transaction reporting
    01/10/2006 CESR Consultation - The list of minimum records in Article 51(3) of the MiFID implementing Directive
       

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    European Commission Documents
    08/12/2010 Public Consultation regarding the review of the Markets in Financial Instruments Directive (MiFID)
       

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