24/09/2012 |
ESMA Consultation Paper - Guidelines on remuneration policies and practices (MiFID) |
18/01/2011
|
ESMA Consultation Paper - Guidelines on certain aspects of the MiFID suitability requirements
|
18/01/2011
|
ESMA Consultation Paper - Guidelines on certain aspects of the MiFID compliance function requirements |
| 13/10/2010 |
CESR Technical Advice to the European Commission in the Context of the MiFID Review – Equity Markets Post-trade Transparency Standards (CESR/10-882) |
| 13/10/2010 |
CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation (CESR/10-1040) |
| 13/10/2010 |
CESR Technical Advice to the European Commission in the Context of the MiFID Review - Standardisation and Organised Platform Trading of OTC Derivatives (CESR/10-1096) |
| 13/10/2010 |
CESR’s Responses to Questions 1-14 and 19 of the European Commission Request for Additional Information in Relation to the Review of MiFID CESR (CESR10-1254) |
| 29/07/2010 |
CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information (CESR/10-802, CESR/10-799, CESR/10-808, CESR/10-859, CESR/10-860) |
| 12/07/2010 |
CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation [Ref: CESR/10-831] – July 2010 |
| 10/05/2010 |
Consultation paper - CESR Technical Advice to the EC in the context of the MiFID Review Non-Equity market transparency |
| 20/04/2010 |
CESR’s Feedback statement on Inducements: Good and Poor practices – (CESR/ 10-296). |
| 20/04/2010 |
CESR’s Report on Inducements: Good and Poor practices – (CESR/10-295). |
| 20/04/2010 |
CESR’s Feedback statement on Understanding the definition of advice under MiFID – (CESR/10-294). |
| 20/04/2010 |
CESR’s Question & Answers on Understanding the definition of advice under MiFID – (CESR/10-293) |
| 14/04/2010 |
CESR Technical Advice to the European Commission in the Context of the MiFID Review – Investor Protection and Intermediaries |
| 14/04/2010 |
CESR Technical Advice to the European Commission in the Context of the MiFID Review – Equity Markets |
| 14/04/2010 |
CESR Technical Advice to the European Commission in the Context of the MiFID Review – Transaction Reporting |
| 24/11/2009 |
CESR Q&A on MiFID complex and non complex financial instruments |
| 01/05/2007 |
CESR Recommendations – The passport under MiFID |
| 01/05/2007 |
CESR – Protocol on MiFID Passport Notifications |
| 01/05/2007 |
CESR – Q & A on best execution |
| 01/05/2007 |
CESR Recommendations – Inducements under MiFID |
| 01/05/2007 |
CESR Guidelines – Transaction Reporting |
| 13/04/2007 |
CESR Second Consultation paper – Inducements under MiFID |
| 09/02/2007 |
CESR Recommendations – MiFID Market Transparency Data |
| 09/02/2007 |
CESR Recommendations – MiFID Record Keeping |
| 05/02/2007 |
CESR Consultation paper – Best Execution under MiFID |
| 05/02/2007 |
CESR Consultation paper – Transaction Reporting under MiFID |
| 22/12/2006 |
CESR Consultation paper – Inducements under MiFID |
| 15/12/2006 |
CESR Consultation paper – The passport under MiFID |
| 15/12/2006 |
CESR Consultation paper - use of reference data standard codes in transaction reporting |
| 01/10/2006 |
CESR Consultation - The list of minimum records in Article 51(3) of the MiFID implementing Directive |
