Senior Analyst (Company Service Providers)

within Conduct Supervision


VIEW JOB DETAILS

Senior Analyst (Company Service Providers)

within Conduct Supervision


VIEW JOB DETAILS
  • Grade:

    6
  • Type:

    Indefinite
  • Closing Date:

    31/05/2019
  • Job code:

    CS/015/19
  • Team:

    Company Service Providers
  • Date Posted:

    10/05/2019

About Conduct Supervision


Conduct Supervision is responsible for the setting up and implementation of the regulatory framework aiming to secure appropriate consumer protection in operations of licence holders in the financial services industry. The Conduct Supervision section is a relatively newly-formed team which currently employs 26 persons and is projecting growth as it is gradually assuming a cross-sectorial function covering under its remit supervision in conduct of banks, investment firms, trustees, company service providers, as well as the insurance sector.

The Role


The eventual appointee will be joining the Corporate Services Provider team in the review of conduct of the respective licence holders. Reporting to the Senior Manager within Conduct Supervision, the individual will be expected to carry out the following tasks:

  • participate in and lead onsite supervision inspections to verify that registered Company Service Providers are meeting the requirements of the Company Service Providers Act and the relevant rules issued by the MFSA;
  • mentor and manage junior team members to ensure that the duties assigned to the team are effectively carried out;
  • reviewing the regular off-site reporting, including annual financial statements and returns;
  • assisting the Trusts and Trustee Supervision team as required;
  • assisting in dealing with queries from registered persons relating to supervision;
  • attending meetings both internally and with registered company service providers;
  • carrying out ‘ad hoc’ assignments related to specific regulatory and supervisory issues that may arise from time to time and to report on the outcome of such assignments as may be appropriate;
  • Undertake any other tasks as delegated by senior management in line with the exigencies of the Unit.

About You


We are looking for candidates with solid academic background in law or in another finance related background.

The role calls for an academic qualification in a relevant field of study at National Qualification Framework Level 6 or better, duly certified by the Malta Qualifications Recognition Information Centre (MQRIC) or a widely recognised professional qualification at a comparable level. You will also possess a minimum of five (5) years working in the area of financial services.

Candidates with longer working experience relevant to the role will be preferred. If you do not have the necessary academic or professional qualifications but you have at least ten (10) years within a compliance or an investigative and/or analytical environment, we would still be interested in speaking with you.

How to apply

or query further information


Candidates are to forward a copy of their Curriculum Vitae (C.V.) and an accompanying covering letter providing the motivation for the application to vacancies@mfsa.com.mt.

Other Important Information


The MFSA is an Equal Opportunities Employer as certified by the NCPE (National Commission for the Protection of Equality) and is committed to a policy of equal opportunity in all aspects of employment and will take care to avoid any form of discrimination in its recruitment procedures. The MFSA reserves the right to withdraw this call at any time and not to select any of the Candidates.

It is the responsibility of applicants in possession of qualifications awarded by Universities and other similar institutions outside Malta to produce a recognition statement on comparability of qualifications issued by the Malta Qualifications Recognition Information Centre (MQRIC). Applicants should do so preferably at application stage or otherwise at the preliminary interview should an applicant be selected for such interview. Details can be obtained by accessing the National Commission for Further and Higher Education website on www.ncfhe.org.mt under MQRIC heading.

The MFSA shall ensure that any processing of personal data is in accordance with Regulation (EU) 2016/679 (General Data Protection Regulation), the Data Protection Act (Chapter 586 of the Laws of Malta) and any other relevant European Union and national law. For further details, you may refer to the Data Protection Policy on the MFSA webpage www.mfsa.com.mt.

Candidates are to note that the submission of any false statement/s or omission, even if unintended, may lead to the cancellation of their application and may render the candidate's appointment liable to termination.

Furthermore, please note that candidates may be asked to submit any documentation in support of the information provided, including but not limited to, proof of qualifications and Police Conduct Certificates.