Consultations


In this section, you will find the Circulars issued by the Authority which are applicable to the conduct supervision of insurance undertakings and insurance intermediaries. These Circulars are a means of keeping the industry updated mainly on regulatory matters. Circulars may be issued to provide updates and clarifications in relation to requirements emanating from insurance – related regulatory requirements (for example the Insurance Distribution Directive); to inform the industry on proposed changes to the existing requirements as indicated in the Conduct of Business Rulebook and to inform the industry on any relevant documents published by EIOPA.

DATESUBJECT
11/04/2016Consultation - Conduct of Business Rulebook Phase 2:
Consultation Paper
Glossary
Sales Processes
Execution of Clients’ orders
Circular relating to the consultation process on the Conduct of Business Rulebook
Circular relating to the consultation process on the Conduct of Business Rulebook – Phase 2: EXTENSION OF CONSULTATION PERIOD
29/05/2015Notice of extension of the consultation period in relation to the Proposed Conduct of Business Rulebook
06/05/2015Consultation Document relating to the creation of a proposed Conduct of Business Rulebook:
Consultation Document
Glossary
Chapter 1 - Disclosure
Chapter 2 - Product Governance
Chapter 3 - Conflicts of Interest
27/01/2014Proposed Conduct of Business Rules for the enhanced protection of customers in investment services (Updated 29 Jan 2014):
Consultation Document
Recommendations (Updated 29 Jan 2014)