Insurance Intermediaries Rules applicable up to 30th September 2018


Rule 1 of 2007 – Own Funds of Persons Enrolled in the Agents List, Managers List or Brokers List Carrying out Insurance Intermediaries Activities

  Own Funds of Persons Enrolled in the Agents List, Managers List or Brokers List Carrying out Insurance Intermediaries Activities

Rule 2 of 2007 – Criteria of Fitness and Properness of Insurance Intermediaries

  Criteria of Fitness and Properness of Insurance Intermediaries

Rule 3 of 2007 – Disclosure of Information for Clients

  Disclosure of Information for Clients

Rule 4 of 2007 – Code of Conduct for Insurance Intermediaries

  Code of Conduct for Insurance Intermediaries

Rule 5 of 2008 – Insurance Intermediaries Advertisement and Other Promotional Activities

  Insurance Intermediaries Advertisement and Other Promotional Activities

Rule 6 of 2007 – Criteria of Sound and Prudent Management

  Criteria of Sound and Prudent Management

Rule 7 of 2007 – Code of Insurance Selling Practice

  Code of Insurance Selling Practice

Rule 8 of 2007 – Particulars of Individuals to be Entered in the Agents Register, Managers Register or Brokers Register

  Particulars of Individuals to be Entered in the Agents Register, Managers Register or Brokers Register

Rule 9 of 2007 – Qualifications of Individuals Applying for Registration

  Qualifications of Individuals Applying for Registration

Rule 10 of 2007 – Particulars of Intermediaries to be entered in the Agents List, Managers List Brokers List or Tied Insurance Intermediaries List

  Particulars of Intermediaries to be entered in the Agents List, Managers List Brokers List or Tied Insurance Intermediaries List

Rule 11 of 2007 – Commercial Business Which May be Carried out by Enrolled Persons

  Commercial Business Which May be Carried out by Enrolled Persons

Rule 12 of 2007 – Scheme of Operations Relating to Enrolment in the Agents List, Managers List or Brokers List and the Application for Enrolment

  Scheme of Operations Relating to Enrolment in the Agents List, Managers List or Brokers List and the Application for Enrolment

Rule 13 of 2007 – Monies Held in a Fiduciary Capacity

  Monies Held in a Fiduciary Capacity

Rule 14 of 2007 – Fidelity Bonds

  Fidelity Bonds

Rule 15 of 2007 – Business of Insurance Intermediaries Statements

  Business of Insurance Intermediaries Statements

  First Schedule

  Second Schedule

Rule 16 of 2007 – Particulars of Persons to be Entered in the Tied Insurance Intermediaries Company Registers

  Particulars of Persons to be Entered in the Tied Insurance Intermediaries Company Registers

Rule 17 of 2007 – Application for Persons to be Entered in the Tied Insurance Intermediaries List

  Application for Persons to be Entered in the Tied Insurance Intermediaries List

Rule 18 of 2007 – Business of Insurance Not Subject to Tied Insurance Intermediaries Activities

  Business of Insurance Not Subject to Tied Insurance Intermediaries Activities

Rule 19 of 2007 -Persons Qualified to Make Use of the word “Insurance”

  Persons Qualified to Make Use of the word “Insurance”

Rule 20 of 2007 – Issuing and Registration of Underwriting Agreements

  Issuing and Registration of Underwriting Agreements

Rule 22 of 2007 – Computer Link Arrangements

  Computer Link Arrangements

Rule 23 of 2008 – Carrying out Insurance Intermediaries Activities through the Internet

  Carrying out Insurance Intermediaries Activities through the Internet

Rule 24 of 2009 – Introducers

  Introducers

Rule 25 of 2014 – Complaints-Handling by Insurance Intermediaries

  Complaints-Handling by Insurance Intermediaries