Circulars / Notes for Information


DATESUBJECT
2018-12-28Circular: ESMA Statement – Reminder to firms on their MiFID obligations on the disclosure of information to clients in the context of the United Kingdom withdrawing from the European Union
2018-12-10Circular relating to the submission of online Personal Questionnaires
2018-10-04Circular
Manual

2017-12-29Circular
Revised Part BII of the Investment Services Rules for Investment Services Providers
Revised Part BIII of the Investment Services Rules for Investment Services Providers
Revised Part BIV of the Investment Services Rules for Investment Services Providers

2017-12-18Circular
Revised Part BI of the Investment Services Rules for Investment Services Providers
2016-11-11Circular – Thematic Review on Compliance with the Remuneration provisions in terms of the AIFM Directive
2016-07-05Circular
2016-02-01Consultation Document – Draft Guidelines on the Market Abuse Regulation
2016-01-05Circular addressed to Investment Services Licence Holders conducting Licensable activities in Foreign Jurisdictions
2015-12-22Thematic Review on compliance with Governance, Compliance and Risk Management
2015-11-17Circular addressed to the Category 1, 2 and 3 Investment Services Licence Holders on the MFSA's position regarding Government Securities
2015-10-20Note for Information PQ
2015-05-19Circular on PIFs and AIFs
2014-12-16Thematic Review on compliance of Recognised Fund Administrators with the requirements on Governance and Compliance
2014-02-04Circular ESMA Remuneration Guidelines for Mifid firms
2013-07-17MFSA Circular on investment services provided in relation to binary options
2011-01-19Updated CRD II and III Circular