Investment Services


Subsidiary Legislation

S.L. 370.01 – Appointment of Competent Authority Order

S.L. 370.02 – Investment Services Act (Exemption) Regulations

S.L. 370.03 – Investment Services Act (Licence and Other Fees) Regulations

S.L. 370.04 – Investment Services Act (Prospectus of Collective Investment Schemes) Regulations

S.L. 370.05 – Investment Services Act (Control of Assets) Regulations

S.L. 370.06 – Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations

S.L. 370.08 – Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations

S.L. 370.09 – Investor Compensation Scheme Regulations

S.L. 370.10 – European Passport Rights for Investment Firms Regulations

S.L. 370.12 – Investment Services Act (Performance Fees) Regulations

S.L. 370.13 – European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations

S.L. 370.14 – Investments Services Act (Tied Agents) Regulations

S.L. 370.15 – Investment Services Act (Capital Adequacy) Regulations

S.L. 370.19 – Investment Services Act (UCITS Mergers) Regulations

S.L. 370.20 – Investment Services Act (UCITS Management Company Passport) Regulations

L.N. 63 of 2011 – Investment Services Act (Financial Capital Adequacy Consolidation) Regulations, 2011

L.N. 119 of 2012 – Companies Act (Recognised Incorporated Cell Companies) Regulations, 2012

S.L. 370.15 – Investment Services Act (Supervisory Review) Regulations

L.N. 172 of 2012 – Investment Services Act – (Financial Capital Adequacy)(Consolidation) (Amendment) Regulations, 2012

L.N. 113 of 2013 – Investment Services Act (Marketing of Alternative Investment Funds) Regulations, 2013

L.N. 114 of 2013 – Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations, 2013

L.N. 115 of 2013 – Investment Services Act (Alternative Investment Fund Managers) Regulations, 2013

L.N. 116 of 2013 – Investment Services Act (Alternative Investment Fund Manager)(Third Country) Regulations, 2013

L.N. 214 of 2013 – Investment Services Act (Alternative Investment Fund Manager) (Third Country) (Amendment) Regulations, 2013

L.N. 251 of 2013 – Investment Services Act (Amendment) Regulations, 2013

L.N. 344 of 2013 – Investment Services Act (Marketing of UCITS) (Amendment) Regulations, 2013

L.N. 31 of 2014 – Banking Act Investment Services Act Supervisory Consolidation Regulations, 2014

L.N. 32 of 2014 – Investment Services Act CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations, 2014

L.N. 105 of 2014 – Investment Services Act (European Venture Capital Funds) Regulations, 2014

L.N.106 of 2014 – Investment Services Act (European Social Entrepreneurship Funds) Regulations, 2014

L.N. 146 of 2014 – Investment Services Act (Access to Emissions Allowance Auction) Regulations, 2014

L.N. 147 of 2014 – Investment Services Act (Amendment of the First Schedule) Regulations, 2014

L.N. 333 of 2014 – Investment Services Act (UCITS Mergers) (Amendment) Regulations, 2014

L.N. 134 of 2015 – Notice of Coming into force of Supervisory Consolidation Regulations, 2014

L.N. 300 of 2015 – Investment Firms (Reorganisation and Winding-up ) Regulations, 2015

L.N. 70 of 2016 – Investment Services Act (European Long-Term Investment Funds) Regulations, 2016

L.N. 114 of 2016 – Investment Services Act (Custodians of Collective Investment Schemes) Regulations

L.N. 115 of 2016 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 222 of 2016 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations

L.N. 77 of 2017 – Malta Financial Services Authority Act (Indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds) Regulations, 2017

L.N. 78 of 2017 – Malta Financial Services Authority Act (Transparency of securities financing transactions and of reuse) Regulations, 2017

L.N. 384 of 2017 – VARIOUS FINANCIAL SERVICES LAWS (AMENDMENT) ACT 2017 – (ACT NO XXXI OF 2017) – Commencement Notice

L.N. 387 of 2017 – Central Counterparties Access Regulations, 2017

L.N. 389 of 2017 – Position Limits and Position Management Controls in Commodity Derivatives and Reporting Regulations, 2017

L.N. 391 of 2017 – Data Reporting Services Regulations, 2017

L.N. 395 of 2017 – Algorithmic Trading Regulations, 2017

L.N. 400 of 2017 – Multilateral Trading Facilities and Organised Trading Facilities Regulations, 2017

L.N. 401 of 2017 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations, 2017

L.N. 402 of 2017 – Markets in Financial Instruments Regulations, 2017

L.N. 403 of 2017 – Investment Services Act (Tied Agents) Regulations, 2017

L.N. 404 of 2017 – Investment Services Act (Alternative Investment Fund Manager) (Passport) (Amendment) Regulations, 2017

L.N. 405 of 2017 – Investment Services Act (Provision of Investment Services and Activities by Third- Country Firms) Regulations, 2017

L.N. 56 of 2018 – Multilateral Trading Facilities and Organised Trading Facilities Regulations (Amendment), 2018

L.N. 75 of 2018 – Investment Services Act (Prospectus of Collective Investment Schemes) (Amendment) Regulations, 2018

L.N. 417 of 2018 – Markets in Financial Instruments (Amendment) Regulations, 2018

L.N. 25 of 2019 – Investment Services Act (Money Market Funds) Regulations, 2019