Securities and Markets Supervision - Collective Investment Schemes


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 85 items in 5 pages
02/08/2018  Circular to Collective Investment Schemes licensed in Malta in relation to submission of Central Bank of Malta statistical returns
11/07/2018  Self-assessment in relation to the evaluation of potential closet indexing practices adopted by UCITS and Retail AIFs
16/05/2018  Circular to the Financial Services Industry on the revised rules for Alternative Investment Funds
16/05/2018  Circular to the industry on the regulatory developments relating to the MMF Regulation particularly in the context of stress tests scenarios under Article 28 of the MMF Regulation
24/04/2018  Circular to the industry on the Survey by UK’s Financial Conduct Authority (“FCA”) for EEA firms passporting into the UK
28/03/2018  Circular on Collective Investment Schemes which have not commenced the licenced activities and / or have a Zero NAV
28/03/2018  Outcome of Supervisory Meetings with Collective Investment Schemes
29/01/2018  Circular to the Industry on the Supplementary Conditions applicable to Collective Investment Schemes Investing in Virtual Currencies
18/09/2017  Circular – Critical Supervision and resulting Administrative Measures
09/03/2017  Circular to the Market - Assessment Required Prior To Proposing Individuals for Approved Positions
06/01/2017  Circular to the Financial Services Industry: Revised Application Forms for CISs
27/12/2016  Circular regarding the Guide to Submitting a Complete Application for a Collective Investment Scheme Licence
11/11/2016  Circular – Thematic Review on Compliance with the Remuneration provisions in terms of the AIFM Directive
19/08/2016  Circular on Offsite Supervision – Correspondence with the Funds Supervision Team
10/06/2016  Circular on the payment of notification fees in support of applications for cross-border marketing of units of European venture capital funds and/or European social entrepreneurship funds in terms of the EuVECA/EuSEF Regulations
26/05/2016  Circular to the Financial Services Industry on the Consolidation of the Maltese Fund Frameworks
15/04/2016  Circular to the financial services industry on changes to the Investment Services Rules following the transposition of the UCITS V Directive
16/10/2015  Circular to collective investment schemes and fund managers on the Authority’s thematic review on compliance with requirements on Governance, Compliance and Risk Management
16/07/2015  Circular to the financial services industry in relation to the publication of a revised version of MFSA’s Frequently Asked Questions document concerning the Loan Fund Rules
18/06/2015  Circular to the financial services industry on changes to the Investment Services Rules