Prevention of Market Abuse


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 31 items in 2 pages
04/10/2018  Market Abuse Regulation – Q&A Document
11/05/2018  Circular to the financial services industry relating to the Market Abuse Regulation (‘MAR’)
09/05/2018  Persons Discharging Managerial Responsibility (PDMR) Notifications Section on the Issuers’ Website
18/12/2017  Market Abuse Regulation – Q & A Document
29/09/2017  Market Abuse Regulation – Q&A Document
04/09/2017  Market Abuse Regulation – Q & A Document
01/02/2017  Market Abuse Regulation – Q & A Document
23/01/2017  Prevention of Financial Markets Abuse - Guidance Notes
05/01/2017  The Person Discharging Managerial Responsibilities [‘PDMR’] Form
29/12/2016  Market Abuse Regulation – Q & A Document
19/12/2016  Publication of an Act to amend the Prevention of Financial Markets Abuse Act
05/10/2016  Industry update on ESMA Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives
01/09/2016  An Update on the Insider Lists
01/08/2016  An update on MAR Technical Standards and MAR Q&A
15/07/2016  An update on MAR/MAD II in relation to MiFID II/MiFIR requirements
12/04/2016  Updated MAD Q&A on Disclosure of inside information related to Pillar II requirements and Investment recommendations
21/10/2015  MAR and MAD II - Letter to listed companies and directors and compliance officers of investment services licence holders
06/02/2015  Update on the Technical Advice Final Paper published by the European Securities and Markets Authority (ESMA)
31/12/2014  Market Abuse Regulation 'MAR' and Market Abuse Directive 'MAD' II – Letter to Listed Companies
04/12/2014  Industry update on the new Market Abuse Regulation ‘MAR’ and Market Abuse Directive ‘MAD’