Feedback Statements


DATE REFERENCE SUBJECT
04/01/20199-2017 / 15-2018Feedback Statement issued further to Industry Responses to MFSA Consultation Document on Pension Rules for Personal Retirement Schemes
14/11/201813-2018Feedback Statement
Final List of the most representative services linked to a payment account
24/10/201807-2018Feedback Statement on the Consultation Paper on the Virtual Financial Assets Regulations
31/07/201803-2018/06-2018Feedback Statement issued further to Industry Responses to MFSA Consultation Document relating to Insurance Distribution Rules on Knowledge and Ability, Continuous Professional Development and Ancillary Insurance Intermediaries
15/05/201805-2018Feedback Statement Issued Further to Stakeholder Responses to the MFSA Consultation Document on Proposed Amendments to the Credit Institutions and Financial Institutions (Payment Accounts) Regulations
05/02/201804-2017Feedback Statement issued further to Industry Responses to MFSA Consultation Document on the Proposed Amendments to the Insurance Business Act and Insurance Intermediaries Act
22/01/201806-2017Feedback Statement issued further to industry responses to the MFSA Consultation on the proposed regulation of Collective Investment Schemes investing in Virtual Currencies
15/01/201803-2017Feedback Statement further to Industry responses to MFSA Consultation Document dated 7th August 2017 on Proposed Revisions to the NAIF Regime
20/12/201704-2016/04-2015Feedback Statement
Chapter 1 - Disclosures
Chapter 2 - Financial Product Governance
Chapter 3 - Conflicts of Interest
Chapter 4 - Sales Process and Selling Practices
Chapter 5 - Execution of Clients Orders
Definitions/Glossary
06/10/201713-2016Feedback Statement to the MFSA Consultation Document on Investment-based Crowdfunding
31/07/201701-2017Feedback statement issued further to Industry responses to MFSA Consultation on the Proposed Amendments to Chapter 11 of the Listing Rules
09/06/201703-2017Feedback statement issued further to Industry responses to MFSA Consultation on the Proposed Changes to Part A and Part BI of the Investment Services Rules for Investment Services Providers
08/06/201702-2017Feedback statement issued further to Industry responses to MFSA Consultation Documents with regards to a number of Legal Notices transposing MiFID II
03/04/201706-2016Feedback Statement
Policy Document - Requirements for Category 2 or Category 3 Investment Services Firms distributing or intending to distribute contracts for differences (CFDs) and/or rolling spot forex contracts under the MiFID regime
14/03/201708-2016Feedback Statement
Amendments to Chapter 8 of the Insurance Rules
Amendments to Annex IV to Chapter 8
New Annex V to Chapter 8 - External audit of the Solvency II regulatory returns
30/12/201611-2016Feedback Statement
BR/09/2016 (tracked version)
21/11/201609-2016Feedback Statement issued further to Industry Responses to MFSA Consultation Document on Amendments to the Insurance Rules issued under the Insurance Business Act
16/11/201610-2016Feedback Statement
Banking Rule 17
Banking Rule 18

Banking Rule 19

11/08/201607-2016Feedback Statement
Appendix A
09/08/201606-2016Feedback Statement
Audit Committee Requirements
18/07/201605-2016Feedback Statement
Chapter 6 on System of Governance
New Annex II - Audit Committee
24/05/201602-2016Feedback statement issued further to Consultation on the implementation of the EU Payment Accounts Directive
14/01/201609-2015/11-2015Feedback Statement issued further to Industry responses to MFSA Consultation Document on Insurance Rules
29/12/201510-2015Policy Document on the methodology for the identification of other systemically important institutions and the related capital buffer calibration
Statement of Decision on the methodology for the identification of other systemically important institutions and the related capital buffer calibration
22/12/201510-2015Feedback Statement on the MFSA - CBM consultation on the methodology for the identification of other systemically important institutions and the related capital buffer calibration
04/12/201507-2015/08-2015Feedback Statement following Consultation on Regulations to be issued under the Insurance Business Act
22/04/201511-2014Feedback Statement issued further to MFSA Consultation on the proposed amendments to the Insurance Business Act and Insurance Intermediaries Act
02/03/201510-2014Feedback Statement
Trusts and Trustees Act (Protected Disability Trusts) Regulations (Draft)
07/01/201508-2013Feedback Statement issued further to the Industry Responses on the Regulations and Pension Rules issued under The Retirement Pensions Act
27/10/201407-2014Feedback Statement
Securitisation Cell Companies Regulations, 2014
21/03/201401-2014Feedback Statement
Rules for Company Service Providers
11/12/201310-2013Feedback Statement
Reinsurance Special Purpose Vehicles Regulations
22/11/201314-2013Feedback Statement on the MFSA Consultation Document issued on 18th September 2013 on the proposed implementation of the Alternative Investment Fund Managers Directive
18/10/201311-2012Feedback Statement to MFSA Consultation Document on the proposed amendments to the Trusts and Trustees Act and other related legislation
17/06/201307-2013Feedback Statement further to Industry Responses to MFSA Consultation document dated 26th March 2013 on the Rulebook Applicable to Alternative Investment Funds
21/05/201304-2013Feedback Statement further to Industry Responses to MFSA Consultation document dated 22nd March 2013 on the Rulebook Applicable to de minimis Licence Holders
17/05/201301-2013Feedback Statement further to Industry Responses to MFSA Consultation Document dated 23rd November 2012 regarding the proposed regulatory regime for Company Service Providers
07/05/201310-2012Feedback Statement further to Industry Responses to MFSA Consultation document dated 3rd December 2012 on the proposed transposition of certain requirements of the Alternative Investment Fund Managers Directive
21/12/201208-2012Feedback Statement
Appendix 1 - US Dollar Funding Rule
12/12/201206-2012Feedback Statement
Appendix 1 - Foreign Currency Lending Rule
Annexes A and B
27/11/201203-2012Feedback Statement further to Industry Responses to MFSA Consultation document dated 15th October 2012 on the proposed Insurance Rule entitled “Complaints Handling by Authorised Companies”
08/03/201211-2011Feedback Statement further to Industry Responses to MFSA Consultation document dated 12th December 2011 on the proposed amendments to Listing Authority policies
31/01/201207-2011Feedback Statement further to Industry Responses to MFSA Consultation document on the proposed amendments to Listing Rule 4.55 and the introduction of other Listing Rules regarding Advertisements dated 26th July 2011
09/12/201106-2011Feedback Statement further to Industry Responses to MFSA Consultation document dated 12th August 2011 on the proposed amendments to Listing Authority policies
30/06/201105-2011Publication of Investment Services Rules for Retail Collective Investment Schemes updated to transpose and implement the UCITS IV Directive
17/06/201104-2011Publication of Investment Services Rules for Investment Services Providers updated to transpose and implement the UCITS IV Directive
11/05/201102-2011Programmed Withdrawal Arrangements
29/04/201102-2011Feedback Statement - Proposal for amendments to the Financial Institutions Act and Financial Institutions Rule FIR/03.
29/04/201102-2011Appendix I - Draft FIR/03 - Financial Institutions Rules – Taking up, pursuit of and prudential supervision of the business of financial institutions authorised to issue Electronic Money under the Financial Institutions Act 1994
29/04/201102-2011Appendix II - Draft amendments to the Financial Institutions Act
29/04/201102-2011Appendix III - Draft FIR/02 with consequential amendments - Financial Institutions Rules – Supervisory and Regulatory requirements of Institutions authorised under the Financial Institutions Act 1994
29/04/201102-2011Appendix IV – Draft FIR/01 with consequential amendments - Financial Institutions Rules – Application procedures and requirements for Authorisation of Licences under the Financial Institutions Act 1994
13/04/2011Consultation on the proposed new Regulations largely to transpose the UCITS IV Directive Requirements
16/08/2010MFSA Feedback and Final Policies
10/09/2009Feedback Statement 10/09/09
30/10/2008Final Sharia Feedback Statement
28/01/2008IR Feedback Statement
25/01/2007MiFID Feedback Statement 25/01/07