Conduct of Business


DateReferenceSubject
Data pager
Data pager
12
Page size:
PageSizeComboBox
select
 39 items in 2 pages
31/07/2018  Circular: ESMA Q&As on Product Intervention Measures
13/07/2018  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
13/07/2018  Circular: ESMA Q&As on Product Intervention Measures
13/07/2018  EIOPA Q&As on requirements emanating from the Insurance Distribution Directive (“IDD”)
20/06/2018  Joint ESMA and EBA Statement on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive
20/06/2018  Guidelines on certain aspects of the MiFID II Suitability requirement
05/06/2018  Circular: ESMA Q&As on Product Intervention Measures
30/05/2018  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
06/04/2018  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
20/12/2017  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
18/12/2017  Circular: Update on ESMA Statement on the preparatory work of ESMA in relation to Contracts for Difference [CFDs], including rolling spot forex, Binary options and other speculative products
20/11/2017  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
11/10/2017  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
04/08/2017  MiFID II Updates
06/07/2017  Circular addressed to Category 2 and Category 3 Investment Firms Updates to the COREP Return
25/04/2017  Circular - ESMA MiFID II / MiFIR Investor Protection Q&As
06/04/2017  Preparatory Guidelines on Product Oversight and Governance arrangements by insurance undertakings and insurance distributors as required by the Insurance Distribution Directive (“IDD”)
04/04/2017  Update - Circular addressed to Investment Firms and/or Applicants for an Investment Services Licence offering or intending to offer Financial Contracts for Difference (CFDs) and other speculative products
15/03/2017  Circular - Packaged Retail and Insurance-Based Investment Products (“PRIIPs”) Regulation - Delegated Regulation on the Key Information Document (“KID”)
20/02/2017  Circular - Preparatory Guidelines on Product Oversight and Governance arrangements by insurance undertakings and insurance distributors as required by the Insurance Distribution Directive (“IDD”)