MiFID



     
    MiFID Legislation
    18/06/2014 MiFIR - Regulation (EU) No 600/2014
    18/06/2014 MiFID II - Directive 2014/65
       

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    ESMA Documents
    09/11/2018 Q&A On ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and Binary options to retail clients  
    03/10/2018 Q&A On MiFID II and MiFIR investor protection and intermediaries topics  
    28/09/2018 Q&A On ESMA’s temporary product intervention measures on the marketing, distribution or saleof CFDs and Binary options to retail clients  
    30/07/2018 Q&A On ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and Binary options to retail clients  
    13/07/2018 Q&A On ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and Binary options to retail clients  
    13/07/2018 Q&A On MiFID II and MiFIR investor protection and intermediaries topics  
    01/06/2018  Q&A On ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and Binary options to retail clients  

    30/05/2018 

    Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive
    28/05/2018  

    Final Report - Guidelines on certain aspects of the MiFID II suitability requirements

    25/05/2018  

    Q&A On MiFID II and MiFIR investor protection and intermediaries topics

    23/03/2018 Q&A On MiFID II and MiFIR investor protection and intermediaries topics  
    18/12/2017  

    Q&A On MiFID II and MiFIR investor protection and intermediaries topics

    20/11/2017  

    Q&A On MiFID II and MiFIR investor protection and intermediaries topics

    16/11/2017  

    Q&A On MiFID II and MiFIR investor protection and intermediaries topics

    11/10/2017  
    11/10/2017 Q&As on MiFID II and MiFIR investor protection topics
    12/07/2017 Consultation Paper Guidelines on certain aspects of the MiFID II Suitability Requirements
    10/07/2017 Questions and Answers on MiFID II and MiFIR Investor Protection and Intermediaries Topics
    02/06/2017 Guidelines on MiFID II product governance requirements
    04/04/2017 Questions and Answers on MiFID II and MiFIR investor protection topics
    31/03/2017 Q&A relating to the provision of CFDs and other speculative products to retail investors under MiFiDD
    16/12/2016 Q&As on MIFID II and MiFIR investor protection topics   
    28/10/2016
    11/10/2016 Q&As relating to the provision of CFDs and other speculative products to retail investors under MiFID
    10/10/2016 Q&As on MiFID II and MiFIR investor protection topics
    05/10/2016 Consultation Paper - Draft guidelines on MiFID II product governance requirements
    26/07/2016 Warning about CFDs, binary options and other speculative products
    25/07/2016 Q&As relating to the provision of CFDs and other speculative products to retail investors under MiFID
    02/06/2016  MiFID practices for firms selling financial instruments subject to the BRRD resolution regime
    01/06/2016  Questions and Answers Relating to the provision of CFDs and other speculative products to retail investors under MiFID
    08/04/2016  Questions and Answers Relating to the provision of CFDs and other speculative products to retail investors under MiFID
    07/04/2016  MiFID Suitability Requirements Peer Review Report
    21/12/2015  Guidelines - Assessment of knowledge and competence  
    01/12/2015  Guidelines - Complex debt instruments and structured deposits  
    01/10/2015  Guidelines - The application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID)
    10/07/2015  Final Report - MiFID II/MiFIR draft Technical Standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities 
    24/04/2015  Consultation Paper -  Draft guidelines for the assessment of knowledge and competence
    25/03/2015  Consultation Paper - Draft guidelines on complex debt instruments and structured deposits
    03/03/2015 
    22/12/2014  ESMA’s Technical Advice to the Commission on MiFID II and MiFIR
    22/12/2014  ESMA Consultation Paper - MiFID II / MiFIR
    22/05/2014 ESMA Consultation Paper - MiFID II / MiFIR
    22/05/2014  ESMA Discussion Paper - MiFID II / MiFIR 
    07/02/2014 ESMA Opinion - MiFID practices for firms selling complex products
       

     

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